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Chemistry Department

University of Utah

Salt Lake City, Utah

Let's begin by discussing **what the discipline of theoretical
chemistry is about**. I think most young students of chemistry
think that theory deals with using computers to model or simulate
molecular behaviors. This is only partly true. Theory indeed contains
under its broad umbrella the field of **computational
simulations**, and it is such applications of theory that have
gained much recent attention especially as powerful computers and
user-friendly software packages have become widely available.

However, this discipline also involves **analytical theory**,
which deals with how the fundamental equations used to perform the
simulations are derived from the Schrödinger equation or from
classical mechanics, among other things. The discipline also has to
do with obtaining the equations that relate laboratory data (e.g.,
spectra, heat capacities, reaction cross-sections) to molecular
properties (e.g., geometries, bond energies, activation energies).
This analytical side of theory is also where the equations of
statistical mechanics that relate macroscopic properties of matter to
the microscopic properties of the constituent molecules are
obtained.

So, theory is a diverse field of chemistry that uses physics,
mathematics and computers to help us understand molecular behavior,
to simulate molecular phenomena, and to predict the properties of new
molecules. It is common to hear this discipline referred to as
**theoretical and computational chemistry**. This text is focused
more on the theory than on the computation. That is, I deal primarily
with the basic ideas upon which theoretical chemistry is centered,
and I discuss the equations and tools that enter into the three main
sub-disciplines of theory- electronic structure, statistical
mechanics, and reaction dynamics. I have chosen to emphasize these
elements rather than to stress computational applications of theory
because there are already many good sources available that deal with
computational chemistry.

Now, let me address the issue of "**who does theory**"? It is
common for chemists whose primary research activities involve
laboratory work to also use theoretical concepts, equations,
simulations and methods to assist in interpreting their data.
Sometimes, these researchers also come up with new concepts or new
models in terms of which to understand their laboratory findings.
These experimental chemists are using theory in the former case and
doing new theory in the latter. Many of my experimental chemistry
colleagues have evolved into using theory in this manner.

However, for several decades now there have also been chemists who do not carry out laboratory experiments but whose research focus lies in developing new theory (new analytical equations, new computational tools, new concepts) and applying theory to understanding chemical processes as a full-time endeavor. These people are what we call theoretical chemists. I am proud to say that I a member of this community of theorists and that I believe this discipline offers the most powerful background for understanding essentially all other areas of chemistry.

**Where does one learn about theoretical chemistry**? Most
chemistry students in colleges and universities take classes in
introductory chemistry, organic, analytical, inorganic, physical, and
bio- chemistry. It is extremely rare for students to encounter a
class that has "theoretical chemistry" in its title. This book is
intended to illustrate to students that the subject of theoretical
chemistry pervades most if not all of the other classes she/he takes
in an undergraduate chemistry curriculum. It is also intended to
offer students a modern introduction to the field of theoretical
chemistry and to illustrate how it has evolved into a discipline of
its own and now stands shoulder-to-shoulder with the traditional
experimental sub-disciplines of chemical science.

I have tried to write this book so it could be used in any of several ways:

1. As a text book that could be used to learn the quantum
mechanics and molecular spectroscopy components of a typical
j**unior-level physical chemistry class**, including an overview
of point group symmetry. This would involve covering Part 1 (the
Background Material covered in Chapters 1-4) and then Chapter 5 and
Section II of Chapter 6. It would also be wise to solve many of the
problems that I offer. Certainly, any student who has not yet taken
an undergraduate class in physical chemistry should follow this
route.

2. As a **first-year graduate text **in which selected topics
in the areas of introductory quantum chemistry, spectroscopy,
statistical mechanics, and reaction dynamics are surveyed. This would
involve covering Chapters 5-8 and solving many of the problems.
Although the Background Material of Chapters 1-4 should have been
learned by such students in an undergraduate physical chemistry
class, it would be wise to read this material to refresh one's
memory. It is likely that full-semester classes in statistical
mechanics and in reaction dynamics will require more material than
offered in Chapters 7 and 8, but these Chapters should suffice for
briefer classes and for gaining an introduction to these fields.

3. As an introductory **survey source for experimental
chemists** interested in learning about the central concepts and
many of the most common tools of theoretical chemistry. To pursue
this avenue, the reader should focus on Chapters 5-8 because the
Background Material of Chapters 1-4 covers what such readers probably
already know.

Because of the flexibility in how this text can be used, some duplication of material occurs. However, it has been my experience that students benefit from encountering subjects more than one time, especially if each subsequent encounter is at a deeper level. I believe this is the case for subjects that are covered in more than one place in this text.

I have also offered many exercises (small problems) and problems to be solved by the reader as well as detailed solutions. Most of these problems deal with topics contained in Chapters 1-4 because it is these subjects that are likely to be studied in an undergraduate classroom setting where homework assignments are common. Chapters 5-8 are designed to give the reader an introduction to electronic structure theory, statistical mechanics, and reaction dynamics at the graduate and beginning-research level. In such settings, it is my experience that individual instructors prefer to construct their own problems, so I offer fewer exercises and problems associated with these Chapters. Most, if not all, of the problems presented here require many steps to solve, so the reader is encouraged not to despair when attempting them; they may be difficult, but they teach valuable lessons.

The reader will notice that I do not provide many references, nor do I mention many names of theoretical chemists who work on the subjects I discuss. I avoided such citations because most of the people who have pioneered or are now actively working on the theories I discuss are friends of mine. I felt that mentioning any of them and not citing others would risk offending many colleagues, so I decided to severely limit such references. I hope the readers and my friends in the world theory community will appreciate my decision.

Before launching into the subject of theoretical chemistry, allow me to mention other sources that can be used to obtain information at a somewhat more advanced level than is presented in this text. Keep in mind that this is a text intended to offer an introduction to the field of theoretical chemistry, and is directed primarily at advanced undergraduate- and beginning graduate- level readerships. It is my hope that such readers will, from time to time, want to learn more about certain topics that are especially appealing to them. For this purpose, I suggest two sources that I have been instrumental in developing. First, a world wide web site that I created can be accessed at simons.hec.utah.edu/TheoryPage. This site provides a wealth of information including

1. web links to home pages of a multitude of practicing theoretical chemists who specialize in many of the topics discussed in this text;

2. numerous education-site web links that allow students ranging from fresh-persons to advanced graduate students to seek out a variety of information;

3. textual information much of which covers at a deeper level those subjects discussed in this text at an introductory level.

Another major source of information at a more advanced level is my textbook Quantum Mechanics in Chemistry (QMIC) written with Dr. Jeff Nichols (Past Director of the High Performance Computing Group at the Pacific Northwest National Lab and now Director of Mathematics and Computational Science at Oak Ridge National Lab). The full content of that book can be accessed in .pdf file format through the TheoryPage web link mentioned above. In several locations within the present introductory text, I specifically refer the reader either to my TheoryPage or QMIC textbook, but I urge you to also use these two sources whenever you want a more in-depth treatment of a subject.

To the readers who want to access up-to-date research-level treatments of many of the topics we introduce in this text, I suggest several recent monographs to which I refer throughout this text:

Molecular Electronic Structure Theory, T. Helgaker, P. Jørgensen, and J. Olsen, J. Wiley, New York, N.Y. (2000), and

Modern Electronic Structure Theory, D. R. Yarkony, Ed., World Scientific Publishing, Singapore (1999)

Theory of Chemical Reaction Dynamics, M. Baer, Ed., Vols. 1-4; CRC Press, Boca Raton, Fla. (1985)

Essentials of Computational Chemistry, C. J. Cramer, Wiley, Chichester (2002).

An Introduction to Computational Chemistry, F. Jensen, John Wiley, New York (1998)

Molecular Modeling, 2nd ed., A. R. Leach, Prentice Hall, Englewood Cliffs (2001).

Molecular Reaction Dynamics and Chemical Reactivity, R. D. Levine and R. B. Bernstein, Oxford University Press, New York (1997)

Computer Simulations of Liquids, M. P. Allen and D. J. Tildesley, Oxford U. Press, New York (1997),

as well as a few longer-standing texts in areas covered in this work:

Statistical Mechanics, D. A. McQuarrie, Harper and Row, New York (1977)

Quantum Chemistry, H. Eyring, J. Walter, and G. E. Kimball, John Wiley, New York (1944)

Introduction to Quantum Mechanics, L. Pauling and E. B. Wilson, Dover, New York (1963),

Molecular Quantum Mechanics, 3rd Ed., P. W. Atkins and R. S. Friedman, Oxford U. Press, New York (1997).

Modern Quantum Chemistry, A. Szabo and N. S. Ostlund, McGraw-Hill, New York (1989).

Because the science of theoretical chemistry makes much use of high-speed computers, it is essential that we appreciate to what extent the computer revolution has impacted this field. Primarily, the advent of modern computers has revolutionized the range of problems to which theoretical chemistry can be applied. Before this revolution, the classical Newtonian or quantum Schrödinger equations in terms of which theory expresses the behavior of atoms and molecules simply could not be solved for any but the simplest species, and then often only by making rather crude approximations. However, present-day computers, which routinely perform 109 operations per second, have 109 bytes of memory and 50 times this much hard disk storage, have made it possible to solve these equations for large collections of molecules and for molecules containing hundreds of atoms and electrons. Moreover, the vast improvement in computing power has inspired many scientists to develop better (more accurate and more efficient) approximations to use in solving these equations. Because this text is intended for both an undergraduate and beginning graduate audience and is designed to offer an introduction to the field of theoretical chemistry, it does not devote much time to describing the computer implementation of this subject. Nevertheless, I will attempt to introduce some of the more basic aspects of the computational aspects of theory especially when doing so will help the reader understand the basic principles. In addition, the TheoryPage web site contains a large number of links to scientists and to commercial software providers that can give the reader more detail about the computational aspects of theoretical chemistry.

Let's now begin the journey that I hope will give the reader a basic understanding of what theoretical chemistry is and how it fits into the amazing broad discipline of modern chemistry.

To go to the Table of Contents, from which links to the Chapters and the Problems and Solutions can be accessed, click on this link.